SEC Form 4 · accession 0001209191-15-025337
NAVIGANT CONSULTING INC · NCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Howard
Officer — Chairman & CEO · Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2015 | M | 47,949 | $11.83 | A | 154,329 | D | |
| Common StockF2 | Mar 9, 2015 | F | 44,412 | $13.174 | D | 109,917 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $11.83 | Mar 9, 2015 | M | 47,949 | D | — | Mar 15, 2015 | Common Stock | 47,949 | 0 | D |
Explanation of responses
- F1Includes 156 shares acquired by the reporting person through the Employee Stock Purchase Plan.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.11 to $13.26 per share. The reporting person undertakes to provide to Navigant Consulting, Inc., any security holder of Navigant Consulting, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F3The stock options vested and became exercisable in 25% increments on each of the first four anniversaries of the date of grant (3/16/2009).