SEC Form 4 · accession 0001144204-19-014042
ARQULE INC · ARQL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter S Lawrence
Officer — President and COO
Period of report
Mar 12, 2019
Accepted (ET)
Mar 14, 2019 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019695
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $0.95 | Mar 12, 2019 | A | 150,000 | A | — | Apr 3, 2027 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Represents earned shares with respect to a performance stock option granted on 4/4/2017 that contained performance requirements. The issuer's Board of Directors and Compensation, Nominating and Governance Committee certified as to the performance-goal attainment on 03/12/2019. The shares remain subject to (i) an additional performance requirement tied to the issuer's stock price and (ii) time-based vesting in 12 quarterly installments from 4/4/2017.