SEC Form 4 · accession 0001019695-17-000006
ARQULE INC · ARQL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Schwartz
Officer — Chief Medical Officer
Period of report
Jan 14, 2017
Accepted (ET)
Jan 18, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2017 | F | 2,847 | $1.58 | D | 45,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $1.53 | Jan 17, 2017 | A | 130,000 | A | — | Jan 17, 2027 | Common Stock | 130,000 | 130,000 | D |
Explanation of responses
- F1The options vest in four equal annual installments beginning on January 17, 2018.