SEC Form 4 · accession 0001209191-19-003899
SEACHANGE INTERNATIONAL INC · SEAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Singer
10% Owner
Period of report
Jan 15, 2019
Accepted (ET)
Jan 16, 2019 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019671
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2019 | P | 800 | $1.6175 | A | 4,529,017 | I | As managing member of TAR Holdings LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Put Option (obligation to buy)F1 | $2.50 | holding | — | — | — | Jan 8, 2019 | Jan 18, 2019 | Common Stock | 10,000 | 100 | I |
| Put Option (obligation to buy)F1 | $2.50 | holding | — | — | — | Jan 8, 2019 | Feb 15, 2019 | Common Stock | 75,000 | 750 | I |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securties Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.