SEC Form 4 · accession 0001104659-17-038710

CENTRUE FINANCIAL CORP · CFCB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 9, 2017

Accepted (ET)

Jun 12, 2017 · 3:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001019650

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Stock^F1	Jun 9, 2017	D	32	—	D	I	BY CHILDREN
Common Stock^F1	Jun 9, 2017	D	499	—	D	D
Common Stock^F1	Jun 9, 2017	D	806	—	D	I	BY SPOUSE
Common Stock^F1	Jun 9, 2017	D	5,169	—	D	I	BY TRUST
Common Stock^F1	Jun 9, 2017	D	15	—	D	I	BY IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2	$0.00	Jun 9, 2017	D	598	D	—	Jun 9, 2017	Common Stock	598	0	D
Phantom Stock^F3	$0.00	Jun 9, 2017	D	579	D	—	Jun 9, 2017	Common Stock	579	0	D

F1Disposed of pursuant to the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the per share value as set forth in the merger agreement.
F2Each Restricted Stock Unit was vested in connection with the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the Per Share Value as set forth in the merger agreement.
F3Each share of Phantom Stock was vested in connection with the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the Per Share Value as set forth in the merger agreement.