SEC Form 4 · accession 0001104659-17-038706
CENTRUE FINANCIAL CORP · CFCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Ferber
Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 12, 2017 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Jun 9, 2017 | D | 636,911 | — | D | 0 | I | By FJ Capital Management LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Jun 9, 2017 | D | 598 | D | — | Jun 9, 2017 | Common Stock | 598 | 0 | D |
Explanation of responses
- F1Derek J. Ferber, as an affiliate of FJ Capital Management LLC ("FJCM") may be deemed to beneficially own the shares of Centrue Financial Corporation (the "Company") common stock held by FJCM, as investment manager for Financial Opportunity Fund LLC, which holds shares of 125,000 of the Company and Bridge Equities III, LLC, which holds 511,911 shares of the Company. The Reporting Person disclaims beneficial ownership of the shares of the Company's common stock held by FJCM.
- F2Disposed of pursuant to the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the per share value as set forth in the merger agreement.
- F3Each Restricted Stock Unit was vested in connection with the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the Per Share Value as set forth in the merger agreement.