SEC Form 4 · accession 0001019650-16-000122
CENTRUE FINANCIAL CORP · CFCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Jones
Officer — EXECUTIVE VICE PRESIDENT
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 2:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | holding | — | — | — | 9,583 | I | BY IRA | |
| COMMON STOCK | holding | — | — | — | 3,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1 | $0.00 | May 10, 2016 | A | 2,456 | A | — | — | COMMON STOCK | 2,456 | 2,456 | D |
| PHANTOM STOCKF2 | — | holding | — | — | — | — | — | COMMON STOCK | 617 | 617 | D |
Explanation of responses
- F1Restricted stock units granted to the reporting person under the Issuer's 2015 Stock Compensation Plan. Two-thirds of the restricted stock units are scheduled to vest on May 10, 2018 and one-third are scheduled to vest on May 10, 2019.
- F2The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service.