SEC Form 4 · accession 0001019650-16-000110
CENTRUE FINANCIAL CORP · CFCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Ferber
Director
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | holding | — | — | — | 636,911 | I | By FJ Capital Management LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF2 | $0.00 | May 10, 2016 | A | 598 | A | — | — | COMMON STOCK | 598 | 598 | D |
Explanation of responses
- F1Derek J Ferber, as an affiliate of FJ Capital Management LLC ("FJCM"), may be deemed to beneficially own the shares of the Centrue Financial Corporation's (the "Company's") common stock held by FJCM, as investment manager for Financial Opportunity Fund LLC which holds shares of 125,000 of the Company and Bridge Equities III, LLC which holds 511,911 shares of the Company. The Reporting Person disclaims beneficial ownership of the shares of the Company's common stock held by FJCM.
- F2Restricted stock units granted to the reporting person under the Issuer's 2015 Stock Compensation Plan. Two-thirds of the restricted stock units are scheduled to vest on May 10, 2018 and one-third are scheduled to vest on May 10, 2019.