SEC Form 4 · accession 0001019650-16-000096
CENTRUE FINANCIAL CORP · CFCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott C Sullivan
Director
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | holding | — | — | — | 499 | D | ||
| COMMON STOCK | holding | — | — | — | 15 | I | BY IRA | |
| COMMON STOCK | holding | — | — | — | 32 | I | BY CHILDREN | |
| COMMON STOCK | holding | — | — | — | 56 | I | BY SPOUSE | |
| COMMON STOCK | holding | — | — | — | 5,169 | I | BY TRUST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1 | $0.00 | May 10, 2016 | A | 598 | A | — | — | COMMON STOCK | 598 | 598 | D |
| DIRECTOR STOCK OPTIONF2 | — | holding | — | — | — | — | — | COMMON STOCK | 166 | 166 | D |
| PHANTOM STOCKF3 | — | holding | — | — | — | — | — | COMMON STOCK | 579 | 579 | D |
Explanation of responses
- F1Restricted stock units granted to the reporting person under the Issuer's 2015 Stock Compensation Plan. Two-thirds of the restricted stock units are scheduled to vest on May 10, 2018 and one-third are scheduled to vest on May 10, 2019.
- F2Stock options granted to the reporting person under the issuer's stock option plan.
- F3The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service.