SEC Form 4 · accession 0001019650-16-000076
CENTRUE FINANCIAL CORP · CFCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott C Sullivan
Director
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 2, 2016 | P | 3 | $15.85 | A | 4,169 | I | BY TRUST |
| COMMON STOCK | holding | — | — | — | 499 | D | ||
| COMMON STOCK | holding | — | — | — | 15 | I | BY IRA | |
| COMMON STOCK | holding | — | — | — | 32 | I | BY CHILDREN | |
| COMMON STOCK | holding | — | — | — | 56 | I | BY SPOUSE |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIRECTOR STOCK OPTIONF1 | — | holding | — | — | — | — | — | COMMON STOCK | 332 | 332 | D |
| PHANTOM STOCKF2 | — | holding | — | — | — | — | — | COMMON STOCK | 579 | 579 | D |
Explanation of responses
- F1STOCK OPTIONS GRANTED TO THE REPORTING PERSON UNDER THE ISSUER'S STOCK OPTION PLAN.
- F2THE SHARES OF PHANTOM STOCK BECOME PAYABLE, IN CASH OR COMMON STOCK, AT THE ELECTION OF THE REPORTING PERSON, UPON THE REPORTING PERSON'S TERMINATION OF SERVICE.