SEC Form 4 · accession 0001019650-15-000039
CENTRUE FINANCIAL CORP · CFCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Jones
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 4, 2015
Accepted (ET)
Nov 5, 2015 · 10:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 4, 2015 | A | 4,627 | $17.75 | A | 4,627 | D | |
| COMMON STOCKF2 | Nov 4, 2015 | F | 1,423 | $17.75 | D | 3,204 | D | |
| COMMON STOCK | holding | — | — | — | 9,583 | I | BY IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTIONF3 | — | holding | — | — | — | — | — | COMMON STOCK | 166 | 166 | D |
Explanation of responses
- F1Transaction represents the grant of restricted stock to the reporting person under the Stock Compensation Plan. All shares are fully vested at 11/04/2015.
- F2Transaction represents withholding of shares to satisfy withholding obligations upon vesting of restricted stock.
- F3Stock options granted to the reporting person under the issuer's stock option plan.