SEC Form 4 · accession 0001019650-15-000035
CENTRUE FINANCIAL CORP · CFCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt R Stevenson
Officer — PRESIDENT/CEO · Director
Period of report
Nov 4, 2015
Accepted (ET)
Nov 5, 2015 · 9:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 4, 2015 | A | 12,817 | $17.75 | A | 33,694 | D | |
| COMMON STOCKF2 | Nov 4, 2015 | F | 3,986 | $17.75 | D | 29,708 | D | |
| COMMON STOCK | holding | — | — | — | 299 | I | BY 401K PLAN |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF3 | — | holding | — | — | — | — | — | COMMON STOCK | 392 | 392 | D |
| EMPLOYEE STOCK OPTIONF4 | — | holding | — | — | — | — | — | COMMON STOCK | 333 | 333 | D |
Explanation of responses
- F1Transaction represents the grant of restricted stock to the reporting person under the Stock Compensation Plan. All shares are fully vested at 11/04/2015.
- F2Transaction represents withholding of shares to satisfy withholding obligations upon vesting of restricted stock.
- F3The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service.
- F4Stock options granted to the reporting person under the issuer's stock option plan.