SEC Form 4 · accession 0001019361-16-000152
ROFIN SINAR TECHNOLOGIES INC · RSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis Molnar
Officer — COO North America
Period of report
Nov 7, 2016
Accepted (ET)
Nov 7, 2016 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019361
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to BuyF1 | $28.50 | Nov 7, 2016 | J | 50,000 | D | — | Mar 15, 2017 | RSTI Common Stock | 50,000 | 0 | D |
| Employee Stock Option Right to BuyF2 | $40.20 | Nov 7, 2016 | J | 25,000 | D | — | Mar 19, 2018 | RSTI Common Stock | 25,000 | 0 | D |
| Employee Stock Option Right to BuyF1 | $22.83 | Nov 7, 2016 | J | 25,000 | D | — | Mar 17, 2020 | RSTI Common Stock | 25,000 | 0 | D |
| Employee Stock Option Right to BuyF2 | $35.19 | Nov 7, 2016 | J | 25,000 | D | — | Mar 16, 2021 | RSTI Common Stock | 25,000 | 0 | D |
| Employee Stock Option Right to BuyF1 | $25.95 | Nov 7, 2016 | J | 25,000 | D | — | Mar 15, 2022 | RSTI Common Stock | 25,000 | 0 | D |
| Employee Stock Option Right to BuyF1 | $27.59 | Nov 7, 2016 | J | 25,000 | D | — | Mar 14, 2023 | RSTI Common Stock | 25,000 | 0 | D |
| Employee Stock Option Right to BuyF1 | $25.19 | Nov 7, 2016 | J | 25,000 | D | — | Nov 6, 2023 | RSTI Common Stock | 25,000 | 0 | D |
| Employee Stock Option Right to BuyF1 | $22.75 | Nov 7, 2016 | J | 20,000 | D | — | Nov 11, 2024 | RSTI Common Stock | 20,000 | 0 | D |
| Employee Stock Option Right to BuyF1 | $29.68 | Nov 7, 2016 | J | 25,000 | D | — | Nov 10, 2025 | RSTI Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Reflects disposition on November 7, 2016 pursuant to a merger agreement by and among Coherent, Inc., Rembrandt Merger Sub Corp., a wholly owned subsidiary of Coherent Inc., and Rofin-Sinar Technologies Inc. dated as of March 16, 2016 (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, each option to acquire shares of Rofin common stock was cancelled and converted into an amount in cash equal to the excess of $32.50 over the exercise price of such option.
- F2Reflects disposition on November 7, 2016 pursuant to a merger agreement by and among Coherent, Inc., Rembrandt Merger Sub Corp., a wholly owned subsidiary of Coherent Inc., and Rofin-Sinar Technologies Inc. dated as of March 16, 2016 (the "Merger Agreement"). In accordance with the terms of the Merger Agreement, each option with an exercise price of such option in excess of $32.50 was cancelled for no consideration