SEC Form 4 · accession 0001019361-16-000136
ROFIN SINAR TECHNOLOGIES INC · RSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D Fantone
Director
Period of report
Nov 7, 2016
Accepted (ET)
Nov 7, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RSTI Common Stock | Oct 24, 2016 | G | 450 | $0.00 | D | 19,550 | D | |
| RSTI Common Stock | Oct 28, 2016 | G | 5,000 | $0.00 | D | 14,550 | D | |
| RSTI Common Stock | Oct 28, 2016 | G | 1,850 | $0.00 | D | 12,700 | D | |
| RSTI Common StockF1 | Nov 7, 2016 | J | 12,700 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects disposition on November 7, 2016 pursuant to a merger agreement by and among Coherent, Inc., Rembrandt Merger Sub Corp., a wholly owned subsidiary of Coherent Inc., and Rofin-Sinar Technologies Inc. dated as of March 16, 2016 (the "Merger Agreement"). In accordance with the Merger Agreement, at the effective time of the Merger, each share of RSTI common stock was automatically converted into a right to receive $32.50 per share in cash.