SEC Form 4 · accession 0001144204-16-136684
EMPIRE RESOURCES INC /NEW/ · ERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harvey Wrubel
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 28, 2016 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 22, 2016 | S | 3,040 | $5.10 | D | 34,043 | D | |
| Common StockF2 | Nov 23, 2016 | S | 9,900 | $5.04 | D | 24,143 | D | |
| Common StockF3 | Nov 25, 2016 | S | 1,200 | $5.01 | D | 22,943 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average price of shares sold in multiple transactions at prices ranging from $5.01 to $5.11, inclusive. The reporting person undertakes to provide to the Issuer., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- F2Represents the weighted average price of shares sold in multiple transactions at prices ranging from $5.01 to $5.08, inclusive. The reporting person undertakes to provide to the Issuer., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- F3Represents the weighted average price of shares sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The reporting person undertakes to provide to the Issuer., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.