SEC Form 4 · accession 0001437749-17-016363
BIO KEY INTERNATIONAL INC · BKYI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fong Wong Kwok
Officer — Managing Director, BIO-key HK · Director · 10% Owner
Period of report
Sep 22, 2017
Accepted (ET)
Sep 26, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2017 | P | 427,778 | $3.60 | A | 1,781,815 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common Stock (right to buy) | $3.60 | Sep 22, 2017 | A | 138,889 | A | Sep 22, 2017 | Sep 21, 2022 | Common Stock | 138,889 | 138,889 | D |