SEC Form 4 · accession 0001209191-16-139328
AMERISAFE INC · AMSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G. Janelle Frost
Officer — President & CEO
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018979
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 | Aug 29, 2016 | A | 10,000 | $0.00 | A | 60,321 | D | |
| Common stock, par value $0.01F1 | Aug 29, 2016 | S | 7,568 | $59.19 | D | 52,753 | D | |
| Common stock, par value $0.01 | Aug 30, 2016 | A | 20,000 | $0.00 | A | 72,753 | D | |
| Common stock, par value $0.01F2 | Aug 30, 2016 | S | 15,432 | $59.01 | D | 57,321 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to purchase) | $11.21 | Aug 29, 2016 | M | 10,000 | D | Nov 10, 2013 | Nov 10, 2018 | Common Stock | 10,000 | 35,000 | D |
| Employee Stock Option (right to purchase | $11.21 | Aug 30, 2016 | M | 20,000 | D | Nov 10, 2013 | Nov 10, 2018 | Common Stock | 20,000 | 15,000 | D |
Explanation of responses
- F1Represents the weighted average selling price of the Issuer's common stock. The range of sales prices were between $59.02 and $59.30. The Reporting Person undertakes, upon request, to provide the SEC, the Issuer and any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average selling price of the Issuer's common stock. The range of sales prices were between $58.61 and $59.24. The Reporting Person undertakes, upon request, to provide the SEC, the Issuer and any security holder of the Issuer, full information regarding the number of shares sold at each separate price.