SEC Form 4 · accession 0001209191-19-015240
ATI INC · ATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Harshman
Officer — Executive Chairman · Director
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per shareF1,F2,F3 | Feb 27, 2019 | F | 11,193 | $29.255 | D | 482,373 | D | |
| Common Stock, par value $0.10 per shareF4,F5,F3 | Feb 28, 2019 | M | 78,742 | $28.92 | A | 561,115 | D | |
| Common Stock, par value $0.10 per shareF6,F5,F3 | Feb 28, 2019 | F | 34,474 | $28.92 | D | 526,641 | D | |
| Common Stock, par value $0.10 per shareF7,F5,F3 | Feb 28, 2019 | S | 10,780 | $29.13 | D | 515,861 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019.
- F2Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.
- F3This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
- F4Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.
- F5Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.
- F6Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.
- F7Shares sold pursuant to a 10b5-1 Trading Plan.