SEC Form 4 · accession 0001209191-19-014324
ATI INC · ATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Harshman
Officer — Executive Chairman · Director
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 8:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value per shareF1,F2,F3 | Feb 25, 2019 | F | 12,628 | $29.13 | D | 522,129 | D | |
| Common Stock, $0.10 par value per shareF4,F2,F3 | Feb 25, 2019 | F | 8,355 | $29.13 | D | 513,774 | D | |
| Common Stock, $0.10 par value per shareF5,F6,F3 | Feb 26, 2019 | S | 20,208 | $29.12 | D | 493,566 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 25, 2019.
- F2Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.
- F3This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
- F4Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 25, 2019.
- F5These shares were sold pursuant to a 10b5-1 Trading Plan.
- F6Represents the weighted average sale price with respect to multiple trades ranging in price from $28.89 to $29.17 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.