SEC Form 4 · accession 0001209191-18-014256
ATI INC · ATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin B Kramer
Officer — Sr. VP, CCMO
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value per shareF1,F2,F3 | Feb 23, 2018 | F | 1,412 | $27.00 | D | 82,287 | D | |
| Common Stock, $0.10 par value per shareF4,F5,F3 | Feb 26, 2018 | F | 2,204 | $27.12 | D | 80,083 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 23, 2018.
- F2Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 23, 2018.
- F3This amount includes 1,113.052983 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 935 units, which represent interests in the Company's stock fund.
- F4Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 26, 2018.
- F5Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 26, 2018.