SEC Form 4 · accession 0001209191-18-005132
ATI INC · ATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl D Schwartz
Officer — VP, Controller & CAO
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value per shareF1,F2 | Jan 22, 2018 | D | 2,530 | $0.00 | D | 38,845 | D | |
| Common Stock, $0.10 par value per shareF3,F4,F2 | Jan 22, 2018 | F | 856 | $28.25 | D | 37,989 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture of restricted shares, including accumulated dividends, granted under the 2015 Performance/Restricted Stock Program.
- F2This amount includes 6,175.37708 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,192 units, which represent interests in the Company's stock fund.
- F3Shares withheld for payment of taxes on shares of previously-restricted stock, the restrictions on which lapsed by their terms on January 22, 2018.
- F4Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 22, 2018.