SEC Form 4 · accession 0001209191-17-014999
ATI INC · ATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Sims
Officer — EVP, HPMC Segment
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10F1 | Feb 23, 2017 | A | 15,741 | $0.00 | A | 163,386 | D | |
| Common Stock, par value $0.10F2,F3 | Feb 23, 2017 | F | 150 | $19.44 | D | 163,236 | D | |
| Common Stock, par value $0.10F4,F5 | Feb 27, 2017 | F | 2,732 | $19.65 | D | 160,504 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.
- F2Shares withheld for payment of taxes on shares of previously-restricted stock awarded on February 23, 2012, the restrictions on which lapsed by their terms on the fifth anniversary of the grant date.
- F3Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 23, 2017.
- F4Shares withheld for payment of taxes on restricted stock units awarded on February 27, 2016. One-third of such restricted stock units vested by their terms on February 27, 2017.
- F5Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2017.