SEC Form 4 · accession 0001209191-17-006395
ATI INC · ATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Sims
Officer — EVP, HPMC Segment
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Jan 27, 2017 | A | 9,303 | $0.00 | A | 164,509 | D | |
| Common Stock, $0.10 par valueF2 | Jan 27, 2017 | F | 3,114 | $21.75 | D | 161,395 | D | |
| Common Stock, $0.10 par valueF3 | Jan 27, 2017 | F | 5,314 | $21.75 | D | 156,082 | D | |
| Common Stock, $0.10 par valueF4 | Jan 27, 2017 | D | 8,437 | $21.75 | D | 147,645 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares awarded under the Company's 2014-2016 Total Shareholder Return Program ("TSR").
- F2Shares withheld for payment of taxes on the 2014-2016 TSR award paid on January 27, 2017 as described in footnote 1 above.
- F3Shares withheld for payment of taxes on shares of previously restricted stock awarded in February 2014 under the 2014-2016 Long-Term Shareholder Value Program. Vesting of these shares was contingent on the successful achievement of predetermined goals during the 2014-2016 performance period and became payable on January 27, 2017.
- F4Forfeiture of restricted shares, including accumulated dividends, granted under the 2014 Performance/Restricted Stock Program.