SEC Form 4 · accession 0001209191-17-006394
ATI INC · ATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl D Schwartz
Officer — VP, Controller & CAO
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1,F2 | Jan 27, 2017 | A | 2,936 | $0.00 | A | 43,031 | D | |
| Common Stock, $0.10 par valueF3,F2 | Jan 27, 2017 | F | 1,081 | $21.75 | D | 41,950 | D | |
| Common Stock, $0.10 par valueF4,F2 | Jan 27, 2017 | D | 2,663 | $21.75 | D | 39,286 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares awarded under the Company's 2014-2016 Total Shareholder Return Program ("TSR").
- F2This amount includes 6,194.0360 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,191.6820 units, which represent interests in the Company's stock fund.
- F3Shares withheld for payment of taxes on the 2014-2016 TSR award paid on January 27, 2017 as described in footnote 1 above.
- F4Forfeiture of restricted shares, including accumulated dividends, granted under the 2014 Performance/Restricted Stock Program.