SEC Form 4 · accession 0001209191-16-103452
ATI INC · ATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl D Schwartz
Officer — VP, Controller & CAO
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1,F2 | Feb 25, 2016 | A | 4,688 | $0.00 | A | 39,814 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted stock units (RSUs), which are settled in shares of stock upon vesting. The award vests ratably over three years.
- F2This amount includes 6,144.4890 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,192 units, which represent interests in the Company's stock fund.