SEC Form 4 · accession 0001209191-16-094485
ATI INC · ATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl D Schwartz
Officer — VP, Controller & CAO
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Jan 28, 2016 | D | 2,457 | $0.00 | D | 28,981 | D | |
| Common Stock, $0.10 par valueF2,F3 | Jan 29, 2016 | I | 6,173 | $8.14 | A | 35,155 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture of restricted shares, including accumulated dividends, granted under the 2013 Performance/Restricted Stock Program.
- F2Purchased shares of ATI stock in the Company's 401(k) plan.
- F3This amount includes 6,173.3940 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,192 units, which represent interests in the Company's stock fund.