SEC Form 4 · accession 0001225208-18-006630
ABERCROMBIE & FITCH CO /DE/ · ANF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fran Horowitz
Officer — Chief Executive Officer · Director
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 21, 2018 | M | 90,222 | $0.00 | A | 180,614 | D | |
| Class A Common Stock | Mar 21, 2018 | F | 34,524 | $23.50 | D | 146,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 21, 2018 | M | 43,744 | D | — | Mar 21, 2020 | Class A Common Stock | 43,744 | 131,234 | D |
| Restricted Stock UnitF1,F3 | — | Mar 21, 2018 | M | 46,478 | D | — | Mar 21, 2021 | Class A Common Stock | 46,478 | 139,437 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2Restricted stock units vest 25% on the 1st and 2nd anniversaries of the date of grant and 50% on the 3rd anniversary of the date of grant.
- F3Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.