SEC Form 4 · accession 0001225208-16-035250
ABERCROMBIE & FITCH CO /DE/ · ANF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur C Martinez
Director
Period of report
Jun 16, 2016
Accepted (ET)
Jun 20, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018840
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF1,F2 | — | Jun 16, 2016 | A | 100,537 | A | — | — | Class A Common Stock | 100,537 | 184,769 | D |
| Deferred Stock UnitF1,F2 | — | Jun 16, 2016 | M | 84,232 | D | — | — | Class A Common Stock | 84,232 | 100,537 | D |
| Phantom StockF5,F3,F4 | — | Jun 16, 2016 | M | 94,115 | A | — | — | Class A Common Stock | 94,115 | 150,041 | D |
| Restricted Stock UnitF1,F6 | — | Jun 16, 2016 | A | 13,405 | A | Jun 16, 2017 | — | Class A Common Stock | 13,405 | 13,405 | D |
| Restricted Stock UnitF1,F6 | — | Jun 16, 2016 | M | 9,883 | D | Jun 18, 2016 | — | Class A Common Stock | 9,883 | 0 | D |
Explanation of responses
- F1This award converts to common stock on a 1-for-1 basis.
- F2Vests the earlier of the date the Board of Directors appoints a Chief Executive Officer (on a pro-rated basis), the first anniversary of the date of grant or the date of the next regularly scheduled annual meeting of stockholders.
- F3Each share of phantom stock represents a right to receive one share of Issuer's common stock.
- F4The shares of phantom stock become payable upon the reporting person's termination of service as a director.
- F5Total includes accrued dividends.
- F6Vests the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.