SEC Form 4 · accession 0001225208-16-034456
ABERCROMBIE & FITCH CO /DE/ · ANF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan E Ramsden
Officer — COO & Interim Principal EO
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018840
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | May 31, 2016 | M | 23,202 | A | — | — | Class A Common Stock | 23,202 | 46,404 | D |
| Restricted Stock UnitF1,F3 | — | May 31, 2016 | M | 23,202 | D | — | Nov 30, 2016 | Class A Common Stock | 23,202 | 46,403 | D |
Explanation of responses
- F1This award converts to common stock on a 1-for-1 basis.
- F2Mr. Ramsden elected to defer delivery until (i) the date that is six months following the date of his termination of employment for any reason other than his death or (ii) if sooner, the date of his death.
- F3Restricted stock units vest 25% on each of September 30, 2015 and May 31, 2016 and 50% on November 30, 2016. Upon vesting, settlement of the restricted stock units will be deferred, and the shares of Issuer's Class A Common Stock subject to each vested portion of the restricted stock units will not be issued to Mr. Ramsden until (i) the date that is six months following the date of Mr. Ramsden's termination of employment for any reason other than his death or (ii) if sooner, the date of his death.