SEC Form 4 · accession 0001225208-15-014171
ABERCROMBIE & FITCH CO /DE/ · ANF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur C Martinez
Director
Period of report
Jun 18, 2015
Accepted (ET)
Jun 22, 2015 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018840
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF1,F2 | — | Jun 18, 2015 | A | 84,232 | A | — | — | Class A Common Stock | 84,232 | 84,232 | D |
| Phantom StockF1,F3 | — | Jun 18, 2015 | M | 44,209 | A | — | — | Class A Common Stock | 44,209 | 48,689 | D |
| Phantom StockF4,F1,F3 | — | Jun 18, 2015 | M | 5,347 | A | — | — | Class A Common Stock | 5,347 | 54,037 | D |
| Restricted Stock UnitF1,F5 | — | Jun 18, 2015 | M | 44,209 | D | — | — | Class A Common Stock | 44,209 | 0 | D |
| Restricted Stock UnitF1,F6 | — | Jun 18, 2015 | A | 9,883 | A | Jun 18, 2016 | — | Class A Common Stock | 9,883 | 9,883 | D |
| Restricted Stock UnitF1,F6 | — | Jun 18, 2015 | M | 5,347 | D | Jun 19, 2015 | — | Class A Common Stock | 5,347 | 0 | D |
Explanation of responses
- F1This award converts to common stock on a 1-for-1 basis.
- F2Vests the earlier of the date the Board of Directors appoints a Chief Executive Officer (on a pro-rated basis), the first anniversary of the date of grant or the date of the next regularly scheduled annual meeting of stockholders.
- F3The shares of phantom stock become payable upon the reporting person's termination of service as a director.
- F4Total includes accrued dividends.
- F5Restricted stock units vest 100% on June 18, 2015 or on a pro-rated basis for the portion that has lapsed between December 8, 2014 and June 18, 2015 in the event a new Chief Executive Officer commences employment prior to June 18, 2015.
- F6Vests the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.