SEC Form 4 · accession 0001225208-15-007215
ABERCROMBIE & FITCH CO /DE/ · ANF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur C Martinez
Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 5, 2015 | P | 10,000 | $19.86 | A | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F3 | — | Mar 5, 2015 | M | 1,500 | A | — | — | Class A Common Stock | 1,500 | 4,452 | D |
| Restricted Stock UnitF4,F5 | — | Mar 5, 2015 | M | 1,500 | D | Jan 27, 2015 | — | Class A Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Each share of phantom stock represents a right to receive one share of Issuer's common stock.
- F2Upon the vesting of restricted stock units granted to the reporting person on June 19, 2014, the reporting person deferred the receipt of 1,500 shares of common stock and received instead 1,500 shares of phantom stock.
- F3The shares of phantom stock become payable upon the reporting person's termination of service as a director.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F5Restricted Stock Unit vest on the later of (i) January 27, 2015 or (ii) the first open window trading date following the first anniversary of the grant date.