SEC Form 4 · accession 0001225208-15-007214
ABERCROMBIE & FITCH CO /DE/ · ANF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Perrin
Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 5, 2015 | P | 10,000 | $19.7993 | A | 20,024 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F4 | — | Mar 5, 2015 | M | 1,500 | A | — | — | Class A Common Stock | 1,500 | 1,500 | D |
| Restricted Stock UnitF5,F6 | — | Mar 5, 2015 | M | 1,500 | D | Feb 24, 2015 | — | Class A Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $19.795 to $19.80. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.
- F2Each share of phantom stock represents a right to receive one share of Issuer's common stock.
- F3Upon the vesting of restricted stock units granted to the reporting person on February 24, 2014, the reporting person deferred the receipt of 1,500 shares of common stock and received instead 1,500 shares of phantom stock.
- F4The shares of phantom stock become payable upon the reporting person's termination of service as a director.
- F5Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F6Restricted Stock Unit vests the later of (i) first anniversary of grant date or (ii) the first open window trading date following the first anniversary of the grant date.