SEC Form 4 · accession 0001018724-18-000095
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew R Jassy
Officer — CEO Amazon Web Services
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | May 15, 2018 | M | 952 | $0.00 | A | 86,419 | D | |
| Common Stock, par value $.01 per share | May 15, 2018 | M | 3,156 | $0.00 | A | 89,575 | D | |
| Common Stock, par value $.01 per shareF2 | May 15, 2018 | S | 200 | $1,568.12 | D | 89,375 | D | |
| Common Stock, par value $.01 per shareF3 | May 15, 2018 | S | 200 | $1,570.14 | D | 89,175 | D | |
| Common Stock, par value $.01 per shareF4 | May 15, 2018 | S | 326 | $1,572.6428 | D | 88,849 | D | |
| Common Stock, par value $.01 per shareF5 | May 15, 2018 | S | 400 | $1,574.585 | D | 88,449 | D | |
| Common Stock, par value $.01 per shareF6 | May 15, 2018 | S | 200 | $1,576.27 | D | 88,249 | D | |
| Common Stock, par value $.01 per shareF7 | May 15, 2018 | S | 200 | $1,577.0448 | D | 88,049 | D | |
| Common Stock, par value $.01 per share | May 15, 2018 | S | 100 | $1,578.65 | D | 87,949 | D | |
| Common Stock, par value $.01 per share | May 15, 2018 | S | 100 | $1,586.04 | D | 87,849 | D | |
| Common Stock, par value $.01 per share | holding | — | — | — | 489 | I | Held by the reporting person's Amazon.com 401(k) plan account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF8,F9 | $0.00 | May 15, 2018 | M | 952 | D | May 15, 2017 | Feb 15, 2022 | Common Stock, par value $.01 per share | 952 | 27,189 | D |
| Restricted Stock Unit AwardF8,F10 | $0.00 | May 15, 2018 | M | 3,156 | D | May 15, 2018 | Feb 15, 2020 | Common Stock, par value $.01 per share | 3,156 | 19,205 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F10This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $1,568.15 and the lowest price at which shares were sold was $1,568.09.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $1,570.15 and the lowest price at which shares were sold was $1,570.13.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $1,572.96 and the lowest price at which shares were sold was $1,572.36.
- F5Represents the weighted average sale price. The highest price at which shares were sold was $1,575.04 and the lowest price at which shares were sold was $1,574.07.
- F6Represents the weighted average sale price. The highest price at which shares were sold was $1,576.72 and the lowest price at which shares were sold was $1,575.82.
- F7Represents the weighted average sale price. The highest price at which shares were sold was $1,577.07 and the lowest price at which shares were sold was $1,577.00.
- F8Converts into Common Stock on a one-for-one basis.
- F9This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.