SEC Form 4 · accession 0001018724-17-000079
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Wilke
Officer — CEO Worldwide Consumer
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | May 15, 2017 | M | 5,312 | $0.00 | A | 15,312 | D | |
| Common Stock, par value $.01 per share | May 15, 2017 | G | 5,312 | $0.00 | D | 10,000 | D | |
| Common Stock, par value $.01 per share | May 15, 2017 | G | 5,312 | $0.00 | A | 63,438 | I | In trust |
| Common Stock, par value $.01 per share | holding | — | — | — | 528 | I | Held by the reporting person's Amazon.com 401(k) plan account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF1,F2 | $0.00 | May 15, 2017 | M | 5,312 | D | May 15, 2013 | Feb 15, 2018 | Common Stock, par value $.01 per share | 5,312 | 15,936 | D |
Explanation of responses
- F1Converts into Common Stock on a one-for-one basis.
- F2This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,163 shares on May 15, 2013; 4,162 shares on each of August 15, 2013, November 15, 2013, and February 15, 2014; 3,892 shares on May 15, 2014; 3,891 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 2,569 shares on May 15, 2015; 2,568 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 6,889 shares on each of May 15, 2016 and August 15, 2016; 6,888 shares on each of November 15, 2016 and February 15, 2017; and 5,312 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018.