SEC Form 4 · accession 0001018724-16-000348

AMAZON COM INC · AMZN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO Worldwide Consumer

Period of report

Nov 15, 2016

Accepted (ET)

Nov 17, 2016 · 4:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001018724

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01 per share	Nov 15, 2016	M	6,888	$0.00	A	57,860	D
Common Stock, par value $.01 per share	holding	—	—		—	20,576	I	In trust
Common Stock, par value $.01 per share	holding	—	—		—	526	I	Held by the reporting person's Amazon.com 401(k) plan account

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit Award^F1,F2	$0.00	Nov 15, 2016	M	6,888	D	May 15, 2013	Feb 15, 2018	Common Stock, par value $.01 per share	6,888	28,136	D

F1Converts into common stock on a one-for-one basis.
F2This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax deductible compensation under Section 162(m) of the Internal Revenue Code: 4,163 shares on May 15, 2013; 4,162 shares on each of August 15, 2013, November 15, 2013, and February 15, 2014; 3,892 shares on May 15, 2014; 3,891 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 2,569 shares on May 15, 2015; 2,568 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 6,889 shares on each of May 15, 2016 and August 15, 2016; 6,888 shares on each of November 15, 2016 and February 15, 2017; and 5,312 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018.