SEC Form 4 · accession 0001018724-16-000341
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Rubinstein
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Nov 15, 2016 | M | 870 | $0.00 | A | 7,775 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF1,F2 | $0.00 | Nov 15, 2016 | M | 870 | D | Nov 15, 2014 | Nov 15, 2016 | Common Stock, par value $.01 per share | 870 | 0 | D |
| Restricted Stock Unit AwardF1,F3 | $0.00 | Nov 15, 2016 | A | 1,077 | A | Nov 15, 2017 | Nov 15, 2019 | Common Stock, par value $.01 per share | 1,077 | 1,077 | D |
Explanation of responses
- F1Converts into common stock on a one-for-one basis.
- F2Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 870 shares on each of November 15, 2014, November 15, 2015, and November 15, 2016.
- F3Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 359 shares on each of November 15, 2017, November 15, 2018, and November 15, 2019.