SEC Form 4 · accession 0001018724-16-000261
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Blackburn
Officer — Senior Vice President
Period of report
May 15, 2016
Accepted (ET)
May 17, 2016 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | May 15, 2016 | M | 4,788 | $0.00 | A | 61,875 | D | |
| Common Stock, par value $.01 per shareF2 | May 16, 2016 | S | 997 | $701.2426 | D | 60,878 | D | |
| Common Stock, par value $.01 per shareF3 | May 16, 2016 | S | 1,113 | $702.1911 | D | 59,765 | D | |
| Common Stock, par value $.01 per shareF4 | May 16, 2016 | S | 800 | $703.7275 | D | 58,965 | D | |
| Common Stock, par value $.01 per shareF5 | May 16, 2016 | S | 803 | $704.7484 | D | 58,162 | D | |
| Common Stock, par value $.01 per shareF6 | May 16, 2016 | S | 475 | $705.6553 | D | 57,687 | D | |
| Common Stock, par value $.01 per shareF7 | May 16, 2016 | S | 300 | $706.8867 | D | 57,387 | D | |
| Common Stock, par value $.01 per shareF8 | May 16, 2016 | S | 200 | $708.175 | D | 57,187 | D | |
| Common Stock, par value $.01 per share | May 16, 2016 | S | 100 | $710.05 | D | 57,087 | D | |
| Common Stock, par value $.01 per share | holding | — | — | — | 20,000 | I | In trust | |
| Common Stock, par value $.01 per share | holding | — | — | — | 472 | I | Held by the reporting person's Amazon.com 401(k) plan account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF9,F10 | $0.00 | May 15, 2016 | M | 4,788 | D | May 15, 2013 | Feb 15, 2018 | Common Stock, par value $.01 per share | 4,788 | 29,114 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F10This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $701.74 and the lowest price at which shares were sold was $700.77.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $702.52 and the lowest price at which shares were sold was $701.85.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $704.04 and the lowest price at which shares were sold was $703.09.
- F5Represents the weighted average sale price. The highest price at which shares were sold was $705.25 and the lowest price at which shares were sold was $704.31.
- F6Represents the weighted average sale price. The highest price at which shares were sold was $705.98 and the lowest price at which shares were sold was $705.43.
- F7Represents the weighted average sale price. The highest price at which shares were sold was $706.98 and the lowest price at which shares were sold was $706.77.
- F8Represents the weighted average sale price. The highest price at which shares were sold was $708.43 and the lowest price at which shares were sold was $707.92.
- F9Converts into Common Stock on a one-for-one basis.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.