SEC Form 4 · accession 0001018724-16-000200
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diego Piacentini
Officer — Senior Vice President
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 9:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Feb 15, 2016 | M | 1,266 | $0.00 | A | 90,412 | I | In trust |
| Common Stock, par value $.01 per share | Feb 15, 2016 | M | 5,750 | $0.00 | A | 96,162 | I | In trust |
| Common Stock, par value $.01 per shareF2 | Feb 16, 2016 | S | 756 | $513.6629 | D | 95,406 | I | In trust |
| Common Stock, par value $.01 per shareF3 | Feb 16, 2016 | S | 1,422 | $515.9835 | D | 93,984 | I | In trust |
| Common Stock, par value $.01 per shareF4 | Feb 16, 2016 | S | 2,409 | $517.1665 | D | 91,575 | I | In trust |
| Common Stock, par value $.01 per shareF5 | Feb 16, 2016 | S | 200 | $518.525 | D | 91,375 | I | In trust |
| Common Stock, par value $.01 per shareF6 | Feb 16, 2016 | S | 2,500 | $519.8192 | D | 88,875 | I | In trust |
| Common Stock, par value $.01 per shareF7 | Feb 16, 2016 | S | 1,721 | $520.7163 | D | 87,154 | I | In trust |
| Common Stock, par value $.01 per shareF8 | Feb 16, 2016 | S | 1,308 | $521.7101 | D | 85,846 | I | In trust |
| Common Stock, par value $.01 per shareF9 | Feb 16, 2016 | S | 1,600 | $522.7075 | D | 84,246 | I | In trust |
| Common Stock, par value $.01 per share | Feb 16, 2016 | S | 100 | $523.43 | D | 84,146 | I | In trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF10,F11 | $0.00 | Feb 15, 2016 | M | 1,266 | D | May 15, 2013 | Feb 15, 2018 | Common Stock, par value $.01 per share | 1,266 | 38,791 | D |
| Restricted Stock Unit AwardF10,F12 | $0.00 | Feb 15, 2016 | M | 5,750 | D | May 15, 2014 | Feb 15, 2016 | Common Stock, par value $.01 per share | 5,750 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F10Converts into Common Stock on a one-for-one basis.
- F11This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,779 shares on each of May 15, 2013, August 15, 2013, November 15, 2013, and February 15, 2014; 2,319 shares on each of May 15, 2014 and August 15, 2014; 2,318 shares on each of November 15, 2014 and February 15, 2015; 1,267 shares on May 15, 2015; 1,266 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 5,478 shares on May 15, 2016; 5,477 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 4,221 shares on each of May 15, 2017 and August 15, 2017; and 4,220 shares on each of November 15, 2017 and February 15, 2018.
- F12This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $514.11 and the lowest price at which shares were sold was $513.25.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $516.50 and the lowest price at which shares were sold was $515.61.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $517.52 and the lowest price at which shares were sold was $516.63.
- F5Represents the weighted average sale price. The highest price at which shares were sold was $519.00 and the lowest price at which shares were sold was $518.05.
- F6Represents the weighted average sale price. The highest price at which shares were sold was $520.05 and the lowest price at which shares were sold was $519.06.
- F7Represents the weighted average sale price. The highest price at which shares were sold was $521.09 and the lowest price at which shares were sold was $520.10.
- F8Represents the weighted average sale price. The highest price at which shares were sold was $522.05 and the lowest price at which shares were sold was $521.15.
- F9Represents the weighted average sale price. The highest price at which shares were sold was $523.15 and the lowest price at which shares were sold was $522.31.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.