SEC Form 4 · accession 0001018724-16-000199
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Blackburn
Officer — Senior Vice President
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 9:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Feb 15, 2016 | M | 508 | $0.00 | A | 57,595 | D | |
| Common Stock, par value $.01 per share | Feb 15, 2016 | M | 5,625 | $0.00 | A | 63,220 | D | |
| Common Stock, par value $.01 per shareF2 | Feb 16, 2016 | S | 336 | $513.9046 | D | 62,884 | D | |
| Common Stock, par value $.01 per shareF3 | Feb 16, 2016 | S | 925 | $516.0381 | D | 61,959 | D | |
| Common Stock, par value $.01 per shareF4 | Feb 16, 2016 | S | 1,043 | $517.1174 | D | 60,916 | D | |
| Common Stock, par value $.01 per shareF5 | Feb 16, 2016 | S | 232 | $518.1448 | D | 60,684 | D | |
| Common Stock, par value $.01 per shareF6 | Feb 16, 2016 | S | 1,100 | $519.79 | D | 59,584 | D | |
| Common Stock, par value $.01 per shareF7 | Feb 16, 2016 | S | 897 | $520.6436 | D | 58,687 | D | |
| Common Stock, par value $.01 per shareF8 | Feb 16, 2016 | S | 700 | $521.6529 | D | 57,987 | D | |
| Common Stock, par value $.01 per shareF9 | Feb 16, 2016 | S | 800 | $522.6375 | D | 57,187 | D | |
| Common Stock, par value $.01 per share | Feb 16, 2016 | S | 100 | $524.29 | D | 57,087 | D | |
| Common Stock, par value $.01 per share | holding | — | — | — | 20,000 | I | In trust | |
| Common Stock, par value $.01 per share | holding | — | — | — | 471 | I | Held by the reporting person's Amazon.com 401(k) plan account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF10,F11 | $0.00 | Feb 15, 2016 | M | 508 | D | May 15, 2013 | Feb 15, 2018 | Common Stock, par value $.01 per share | 508 | 33,902 | D |
| Restricted Stock Unit AwardF10,F12 | $0.00 | Feb 15, 2016 | M | 5,625 | D | May 15, 2014 | Feb 15, 2016 | Common Stock, par value $.01 per share | 5,625 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F10Converts into Common Stock on a one-for-one basis.
- F11This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
- F12This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,625 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $514.10 and the lowest price at which shares were sold was $513.61.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $516.37 and the lowest price at which shares were sold was $515.61.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $517.60 and the lowest price at which shares were sold was $516.62.
- F5Represents the weighted average sale price. The highest price at which shares were sold was $518.22 and the lowest price at which shares were sold was $518.05.
- F6Represents the weighted average sale price. The highest price at which shares were sold was $520.04 and the lowest price at which shares were sold was $519.06.
- F7Represents the weighted average sale price. The highest price at which shares were sold was $521.09 and the lowest price at which shares were sold was $520.10.
- F8Represents the weighted average sale price. The highest price at which shares were sold was $522.02 and the lowest price at which shares were sold was $521.19.
- F9Represents the weighted average sale price. The highest price at which shares were sold was $523.15 and the lowest price at which shares were sold was $522.30.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.