SEC Form 4 · accession 0001018724-16-000196
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian T Olsavsky
Officer — Senior Vice President and CFO
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 9:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Feb 15, 2016 | M | 246 | $0.00 | A | 246 | D | |
| Common Stock, par value $.01 per share | Feb 15, 2016 | M | 723 | $0.00 | A | 969 | D | |
| Common Stock, par value $.01 per share | Feb 15, 2016 | M | 1,129 | $0.00 | A | 2,098 | D | |
| Common Stock, par value $.01 per share | Feb 16, 2016 | S | 98 | $513.83 | D | 2,000 | D | |
| Common Stock, par value $.01 per shareF2 | Feb 16, 2016 | S | 600 | $516.3951 | D | 1,400 | D | |
| Common Stock, par value $.01 per share | Feb 16, 2016 | S | 100 | $517.45 | D | 1,300 | D | |
| Common Stock, par value $.01 per shareF3 | Feb 16, 2016 | S | 600 | $519.71 | D | 700 | D | |
| Common Stock, par value $.01 per shareF4 | Feb 16, 2016 | S | 200 | $521.145 | D | 500 | D | |
| Common Stock, par value $.01 per shareF5 | Feb 16, 2016 | S | 400 | $522.0575 | D | 100 | D | |
| Common Stock, par value $.01 per share | Feb 16, 2016 | S | 100 | $523.45 | D | 0 | D | |
| Common Stock, par value $.01 per share | holding | — | — | — | 59 | I | Held by the reporting person's Amazon.com 401(k) plan account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF6,F7 | $0.00 | Feb 15, 2016 | M | 246 | D | May 15, 2015 | Feb 15, 2016 | Common Stock, par value $.01 per share | 246 | 0 | D |
| Restricted Stock Unit AwardF6,F8 | $0.00 | Feb 15, 2016 | M | 723 | D | May 15, 2014 | Feb 15, 2016 | Common Stock, par value $.01 per share | 723 | 0 | D |
| Restricted Stock Unit AwardF6,F9 | $0.00 | Feb 15, 2016 | M | 1,129 | D | May 15, 2013 | Feb 15, 2017 | Common Stock, par value $.01 per share | 1,129 | 4,857 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $516.99 and the lowest price at which shares were sold was $516.05.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $519.95 and the lowest price at which shares were sold was $519.06.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $521.54 and the lowest price at which shares were sold was $520.75.
- F5Represents the weighted average sale price. The highest price at which shares were sold was $522.31 and the lowest price at which shares were sold was $521.87.
- F6Converts into Common Stock on a one-for-one basis.
- F7This award vests at the rate of: 247 shares on each of May 15, 2015 and August 15, 2015; and 246 shares on each of November 15, 2015 and February 15, 2016.
- F8This award vests at the rate of: 957 shares on May 15, 2014; 958 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 722 shares on each of May 15, 2015 and August 15, 2015; and 723 shares on each of November 15, 2015 and February 15, 2016.
- F9This award vests at the rate of: 1,151 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,149 shares on February 15, 2014; 971 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 970 shares on February 15, 2015; 1,129 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 1,214 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 1,215 shares on February 15, 2017.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.