SEC Form 4 · accession 0001018724-16-000194
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B Gordon
Director
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 9:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Feb 15, 2016 | M | 870 | $0.00 | A | 4,573 | D | |
| Common Stock, par value $.01 per shareF2 | Feb 16, 2016 | S | 192 | $513.526 | D | 4,381 | D | |
| Common Stock, par value $.01 per share | Feb 16, 2016 | S | 100 | $516.05 | D | 4,281 | D | |
| Common Stock, par value $.01 per shareF3 | Feb 16, 2016 | S | 400 | $519.86 | D | 3,881 | D | |
| Common Stock, par value $.01 per shareF4 | Feb 16, 2016 | S | 308 | $521.881 | D | 3,573 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF5,F6 | $0.00 | Feb 15, 2016 | M | 870 | D | Feb 15, 2015 | Feb 15, 2017 | Common Stock, par value $.01 per share | 870 | 870 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $513.78 and the lowest price at which shares were sold was $513.25.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $520.05 and the lowest price at which shares were sold was $519.60.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $522.31 and the lowest price at which shares were sold was $521.42.
- F5Converts into Common Stock on a one-for-one basis.
- F6Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at the rate of 870 shares on each of February 15, 2015, February 15, 2016, and February 15, 2017.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.