SEC Form 4 · accession 0001018724-15-000163
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew R Jassy
Officer — Senior Vice President
Period of report
Nov 15, 2015
Accepted (ET)
Nov 17, 2015 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Nov 15, 2015 | M | 1,279 | $0.00 | A | 68,898 | D | |
| Common Stock, par value $.01 per share | Nov 15, 2015 | M | 5,750 | $0.00 | A | 74,648 | D | |
| Common Stock, par value $.01 per share | Nov 16, 2015 | S | 100 | $623.17 | D | 74,548 | D | |
| Common Stock, par value $.01 per shareF2 | Nov 16, 2015 | S | 254 | $625.3887 | D | 74,294 | D | |
| Common Stock, par value $.01 per shareF3 | Nov 16, 2015 | S | 362 | $626.7157 | D | 73,932 | D | |
| Common Stock, par value $.01 per shareF4 | Nov 16, 2015 | S | 450 | $628.3811 | D | 73,482 | D | |
| Common Stock, par value $.01 per shareF5 | Nov 16, 2015 | S | 536 | $629.6914 | D | 72,946 | D | |
| Common Stock, par value $.01 per shareF6 | Nov 16, 2015 | S | 200 | $630.445 | D | 72,746 | D | |
| Common Stock, par value $.01 per shareF7 | Nov 16, 2015 | S | 200 | $632.41 | D | 72,546 | D | |
| Common Stock, par value $.01 per share | Nov 16, 2015 | S | 100 | $634.18 | D | 72,446 | D | |
| Common Stock, par value $.01 per shareF8 | Nov 16, 2015 | S | 250 | $635.94 | D | 72,196 | D | |
| Common Stock, par value $.01 per shareF9 | Nov 16, 2015 | S | 300 | $637.6433 | D | 71,896 | D | |
| Common Stock, par value $.01 per shareF10 | Nov 16, 2015 | S | 200 | $638.775 | D | 71,696 | D | |
| Common Stock, par value $.01 per share | holding | — | — | — | 484 | I | Held by the reporting person's Amazon.com 401(k) plan account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF11,F12 | $0.00 | Nov 15, 2015 | M | 1,279 | D | May 15, 2013 | Feb 15, 2018 | Common Stock, par value $.01 per share | 1,279 | 40,157 | D |
| Restricted Stock Unit AwardF11,F13 | $0.00 | Nov 15, 2015 | M | 5,750 | D | May 15, 2014 | Feb 15, 2016 | Common Stock, par value $.01 per share | 5,750 | 5,750 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F10Represents the weighted average sale price. The highest price at which shares were sold was $638.93 and the lowest price at which shares were sold was $638.62.
- F11Converts into Common Stock on a one-for-one basis.
- F12This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.
- F13This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $625.47 and the lowest price at which shares were sold was $625.31.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $627.21 and the lowest price at which shares were sold was $626.49.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $629.03 and the lowest price at which shares were sold was $628.05.
- F5Represents the weighted average sale price. The highest price at which shares were sold was $630.01 and the lowest price at which shares were sold was $629.33.
- F6Represents the weighted average sale price. The highest price at which shares were sold was $630.52 and the lowest price at which shares were sold was $630.37.
- F7Represents the weighted average sale price. The highest price at which shares were sold was $632.77 and the lowest price at which shares were sold was $632.05.
- F8Represents the weighted average sale price. The highest price at which shares were sold was $636.02 and the lowest price at which shares were sold was $635.89.
- F9Represents the weighted average sale price. The highest price at which shares were sold was $637.83 and the lowest price at which shares were sold was $637.39.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.