SEC Form 4 · accession 0001018724-15-000162
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diego Piacentini
Officer — Senior Vice President
Period of report
Nov 15, 2015
Accepted (ET)
Nov 17, 2015 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Nov 15, 2015 | M | 1,266 | $0.00 | A | 100,412 | I | In trust |
| Common Stock, par value $.01 per share | Nov 15, 2015 | M | 5,750 | $0.00 | A | 106,162 | I | In trust |
| Common Stock, par value $.01 per shareF2 | Nov 16, 2015 | S | 500 | $622.788 | D | 105,662 | I | In trust |
| Common Stock, par value $.01 per shareF3 | Nov 16, 2015 | S | 500 | $623.818 | D | 105,162 | I | In trust |
| Common Stock, par value $.01 per shareF4 | Nov 16, 2015 | S | 1,063 | $625.119 | D | 104,099 | I | In trust |
| Common Stock, par value $.01 per shareF5 | Nov 16, 2015 | S | 1,340 | $626.3158 | D | 102,759 | I | In trust |
| Common Stock, par value $.01 per shareF6 | Nov 16, 2015 | S | 900 | $627.1644 | D | 101,859 | I | In trust |
| Common Stock, par value $.01 per shareF7 | Nov 16, 2015 | S | 1,959 | $628.2369 | D | 99,900 | I | In trust |
| Common Stock, par value $.01 per shareF8 | Nov 16, 2015 | S | 2,368 | $629.4947 | D | 97,532 | I | In trust |
| Common Stock, par value $.01 per shareF9 | Nov 16, 2015 | S | 2,291 | $630.5056 | D | 95,241 | I | In trust |
| Common Stock, par value $.01 per shareF10 | Nov 16, 2015 | S | 300 | $631.2067 | D | 94,941 | I | In trust |
| Common Stock, par value $.01 per shareF11 | Nov 16, 2015 | S | 801 | $632.4393 | D | 94,140 | I | In trust |
| Common Stock, par value $.01 per shareF12 | Nov 16, 2015 | S | 500 | $633.924 | D | 93,640 | I | In trust |
| Common Stock, par value $.01 per shareF13 | Nov 16, 2015 | S | 200 | $634.28 | D | 93,440 | I | In trust |
| Common Stock, par value $.01 per shareF14 | Nov 16, 2015 | S | 1,072 | $636.0163 | D | 92,368 | I | In trust |
| Common Stock, par value $.01 per shareF15 | Nov 16, 2015 | S | 1,600 | $637.469 | D | 90,768 | I | In trust |
| Common Stock, par value $.01 per shareF16 | Nov 16, 2015 | S | 1,422 | $638.7849 | D | 89,346 | I | In trust |
| Common Stock, par value $.01 per shareF17 | Nov 16, 2015 | S | 200 | $639.93 | D | 89,146 | I | In trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF18,F19 | $0.00 | Nov 15, 2015 | M | 1,266 | D | May 15, 2013 | Feb 15, 2018 | Common Stock, par value $.01 per share | 1,266 | 40,057 | D |
| Restricted Stock Unit AwardF18,F20 | $0.00 | Nov 15, 2015 | M | 5,750 | D | May 15, 2014 | Feb 15, 2016 | Common Stock, par value $.01 per share | 5,750 | 5,750 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F10Represents the weighted average sale price. The highest price at which shares were sold was $631.45 and the lowest price at which shares were sold was $631.05.
- F11Represents the weighted average sale price. The highest price at which shares were sold was $632.89 and the lowest price at which shares were sold was $632.05.
- F12Represents the weighted average sale price. The highest price at which shares were sold was $634.18 and the lowest price at which shares were sold was $633.23.
- F13Represents the weighted average sale price. The highest price at which shares were sold was $634.30 and the lowest price at which shares were sold was $634.26.
- F14Represents the weighted average sale price. The highest price at which shares were sold was $636.34 and the lowest price at which shares were sold was $635.89.
- F15Represents the weighted average sale price. The highest price at which shares were sold was $637.83 and the lowest price at which shares were sold was $637.05.
- F16Represents the weighted average sale price. The highest price at which shares were sold was $639.03 and the lowest price at which shares were sold was $638.28.
- F17Represents the weighted average sale price. The highest price at which shares were sold was $639.96 and the lowest price at which shares were sold was $639.90.
- F18Converts into Common Stock on a one-for-one basis.
- F19This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,779 shares on each of May 15, 2013, August 15, 2013, November 15, 2013, and February 15, 2014; 2,319 shares on each of May 15, 2014 and August 15, 2014; 2,318 shares on each of November 15, 2014 and February 15, 2015; 1,267 shares on May 15, 2015; 1,266 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 5,478 shares on May 15, 2016; 5,477 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 4,221 shares on each of May 15, 2017 and August 15, 2017; and 4,220 shares on each of November 15, 2017 and February 15, 2018.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $623.22 and the lowest price at which shares were sold was $622.37.
- F20This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $624.16 and the lowest price at which shares were sold was $623.55.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $625.50 and the lowest price at which shares were sold was $624.60.
- F5Represents the weighted average sale price. The highest price at which shares were sold was $626.55 and the lowest price at which shares were sold was $625.68.
- F6Represents the weighted average sale price. The highest price at which shares were sold was $627.55 and the lowest price at which shares were sold was $626.79.
- F7Represents the weighted average sale price. The highest price at which shares were sold was $628.57 and the lowest price at which shares were sold was $627.80.
- F8Represents the weighted average sale price. The highest price at which shares were sold was $629.95 and the lowest price at which shares were sold was $628.96.
- F9Represents the weighted average sale price. The highest price at which shares were sold was $630.98 and the lowest price at which shares were sold was $630.00.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.