SEC Form 4 · accession 0001018724-15-000161

AMAZON COM INC · AMZN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Jeffrey M Blackburn

Officer — Senior Vice President

Period of report

Nov 15, 2015

Accepted (ET)

Nov 17, 2015 · 7:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001018724

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01 per share	Nov 15, 2015	M	508	$0.00	A	57,595	D
Common Stock, par value $.01 per share	Nov 15, 2015	M	5,625	$0.00	A	63,220	D
Common Stock, par value $.01 per share^F2	Nov 16, 2015	S	315	$623.1602	D	62,905	D
Common Stock, par value $.01 per share	Nov 16, 2015	S	10	$623.77	D	62,895	D
Common Stock, par value $.01 per share^F3	Nov 16, 2015	S	557	$625.3653	D	62,338	D
Common Stock, par value $.01 per share^F4	Nov 16, 2015	S	601	$626.431	D	61,737	D
Common Stock, par value $.01 per share^F5	Nov 16, 2015	S	600	$628.27	D	61,137	D
Common Stock, par value $.01 per share^F6	Nov 16, 2015	S	1,001	$629.445	D	60,136	D
Common Stock, par value $.01 per share^F7	Nov 16, 2015	S	900	$630.4744	D	59,236	D
Common Stock, par value $.01 per share^F8	Nov 16, 2015	S	200	$631.775	D	59,036	D
Common Stock, par value $.01 per share	Nov 16, 2015	S	200	$632.53	D	58,836	D
Common Stock, par value $.01 per share^F9	Nov 16, 2015	S	200	$634.11	D	58,636	D
Common Stock, par value $.01 per share^F10	Nov 16, 2015	S	441	$635.9934	D	58,195	D
Common Stock, par value $.01 per share^F11	Nov 16, 2015	S	407	$637.5017	D	57,788	D
Common Stock, par value $.01 per share^F12	Nov 16, 2015	S	601	$638.7279	D	57,187	D
Common Stock, par value $.01 per share	Nov 16, 2015	S	100	$640.05	D	57,087	D
Common Stock, par value $.01 per share	holding	—	—		—	20,000	I	In trust
Common Stock, par value $.01 per share	holding	—	—		—	471	I	Held by the reporting person's Amazon.com 401(k) plan account

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit Award^F13,F14	$0.00	Nov 15, 2015	M	508	D	May 15, 2013	Feb 15, 2018	Common Stock, par value $.01 per share	508	34,410	D
Restricted Stock Unit Award^F13,F15	$0.00	Nov 15, 2015	M	5,625	D	May 15, 2014	Feb 15, 2016	Common Stock, par value $.01 per share	5,625	5,625	D

Explanation of responses

F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F10Represents the weighted average sale price. The highest price at which shares were sold was $636.07 and the lowest price at which shares were sold was $635.89.
F11Represents the weighted average sale price. The highest price at which shares were sold was $637.64 and the lowest price at which shares were sold was $637.28.
F12Represents the weighted average sale price. The highest price at which shares were sold was $639.03 and the lowest price at which shares were sold was $638.38.
F13Converts into Common Stock on a one-for-one basis.
F14This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 361 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 360 shares on February 15, 2014; 1,428 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 508 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 4,788 shares on May 15, 2016; 4,787 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 3,689 shares on May 15, 2017; and 3,688 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018.
F15This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,625 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.
F2Represents the weighted average sale price. The highest price at which shares were sold was $623.55 and the lowest price at which shares were sold was $622.74.
F3Represents the weighted average sale price. The highest price at which shares were sold was $625.71 and the lowest price at which shares were sold was $624.85.
F4Represents the weighted average sale price. The highest price at which shares were sold was $626.79 and the lowest price at which shares were sold was $625.96.
F5Represents the weighted average sale price. The highest price at which shares were sold was $628.57 and the lowest price at which shares were sold was $627.85.
F6Represents the weighted average sale price. The highest price at which shares were sold was $629.85 and the lowest price at which shares were sold was $628.96.
F7Represents the weighted average sale price. The highest price at which shares were sold was $630.80 and the lowest price at which shares were sold was $629.99.
F8Represents the weighted average sale price. The highest price at which shares were sold was $632.05 and the lowest price at which shares were sold was $631.50.
F9Represents the weighted average sale price. The highest price at which shares were sold was $634.30 and the lowest price at which shares were sold was $633.92.

Remarks

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.