SEC Form 4 · accession 0001018724-15-000159
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian T Olsavsky
Officer — Senior Vice President and CFO
Period of report
Nov 15, 2015
Accepted (ET)
Nov 17, 2015 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Nov 15, 2015 | M | 246 | $0.00 | A | 246 | D | |
| Common Stock, par value $.01 per share | Nov 15, 2015 | M | 723 | $0.00 | A | 969 | D | |
| Common Stock, par value $.01 per share | Nov 15, 2015 | M | 1,129 | $0.00 | A | 2,098 | D | |
| Common Stock, par value $.01 per shareF2 | Nov 16, 2015 | S | 228 | $625.6442 | D | 1,870 | D | |
| Common Stock, par value $.01 per shareF3 | Nov 16, 2015 | S | 300 | $626.8433 | D | 1,570 | D | |
| Common Stock, par value $.01 per shareF4 | Nov 16, 2015 | S | 232 | $628.471 | D | 1,338 | D | |
| Common Stock, par value $.01 per shareF5 | Nov 16, 2015 | S | 200 | $629.715 | D | 1,138 | D | |
| Common Stock, par value $.01 per shareF6 | Nov 16, 2015 | S | 400 | $630.8225 | D | 738 | D | |
| Common Stock, par value $.01 per share | Nov 16, 2015 | S | 38 | $632.20 | D | 700 | D | |
| Common Stock, par value $.01 per share | Nov 16, 2015 | S | 100 | $634.11 | D | 600 | D | |
| Common Stock, par value $.01 per share | Nov 16, 2015 | S | 100 | $635.89 | D | 500 | D | |
| Common Stock, par value $.01 per shareF7 | Nov 16, 2015 | S | 300 | $637.6367 | D | 200 | D | |
| Common Stock, par value $.01 per shareF8 | Nov 16, 2015 | S | 200 | $638.98 | D | 0 | D | |
| Common Stock, par value $.01 per share | holding | — | — | — | 57 | I | Held by the reporting person's Amazon.com 401(k) plan account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF9,F10 | $0.00 | Nov 15, 2015 | M | 246 | D | May 15, 2015 | Feb 15, 2016 | Common Stock, par value $.01 per share | 246 | 246 | D |
| Restricted Stock Unit AwardF9,F11 | $0.00 | Nov 15, 2015 | M | 723 | D | May 15, 2014 | Feb 15, 2016 | Common Stock, par value $.01 per share | 723 | 723 | D |
| Restricted Stock Unit AwardF9,F12 | $0.00 | Nov 15, 2015 | M | 1,129 | D | May 15, 2013 | Feb 15, 2017 | Common Stock, par value $.01 per share | 1,129 | 5,986 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F10This award vests at the rate of: 247 shares on each of May 15, 2015 and August 15, 2015; and 246 shares on each of November 15, 2015 and February 15, 2016.
- F11This award vests at the rate of: 957 shares on May 15, 2014; 958 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 722 shares on each of May 15, 2015 and August 15, 2015; and 723 shares on each of November 15, 2015 and February 15, 2016.
- F12This award vests at the rate of: 1,151 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,149 shares on February 15, 2014; 971 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 970 shares on February 15, 2015; 1,129 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 1,214 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 1,215 shares on February 15, 2017.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $625.94 and the lowest price at which shares were sold was $625.21.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $627.16 and the lowest price at which shares were sold was $626.55.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $629.04 and the lowest price at which shares were sold was $628.24.
- F5Represents the weighted average sale price. The highest price at which shares were sold was $630.10 and the lowest price at which shares were sold was $629.33.
- F6Represents the weighted average sale price. The highest price at which shares were sold was $631.10 and the lowest price at which shares were sold was $630.53.
- F7Represents the weighted average sale price. The highest price at which shares were sold was $637.83 and the lowest price at which shares were sold was $637.44.
- F8Represents the weighted average sale price. The highest price at which shares were sold was $639.03 and the lowest price at which shares were sold was $638.93.
- F9Converts into Common Stock on a one-for-one basis.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.