SEC Form 4 · accession 0001018724-15-000158
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alain Monie
Director
Period of report
Nov 15, 2015
Accepted (ET)
Nov 17, 2015 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Nov 15, 2015 | M | 879 | $0.00 | A | 8,029 | D | |
| Common Stock, par value $.01 per share | Nov 16, 2015 | S | 42 | $622.78 | D | 7,987 | D | |
| Common Stock, par value $.01 per shareF2 | Nov 16, 2015 | S | 200 | $627.575 | D | 7,787 | D | |
| Common Stock, par value $.01 per shareF3 | Nov 16, 2015 | S | 200 | $629.39 | D | 7,587 | D | |
| Common Stock, par value $.01 per share | Nov 16, 2015 | S | 3 | $630.09 | D | 7,584 | D | |
| Common Stock, par value $.01 per share | Nov 16, 2015 | S | 100 | $631.09 | D | 7,484 | D | |
| Common Stock, par value $.01 per share | Nov 16, 2015 | S | 30 | $632.53 | D | 7,454 | D | |
| Common Stock, par value $.01 per shareF4 | Nov 16, 2015 | S | 200 | $638.045 | D | 7,254 | D | |
| Common Stock, par value $.01 per shareF5 | Nov 16, 2015 | S | 104 | $638.9019 | D | 7,150 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF6,F7 | $0.00 | Nov 15, 2015 | M | 879 | D | Nov 15, 2015 | Nov 15, 2017 | Common Stock, par value $.01 per share | 879 | 1,758 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $627.85 and the lowest price at which shares were sold was $627.30.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $629.75 and the lowest price at which shares were sold was $629.03.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $638.45 and the lowest price at which shares were sold was $637.64.
- F5Represents the weighted average sale price. The highest price at which shares were sold was $638.95 and the lowest price at which shares were sold was $638.90.
- F6Converts into Common Stock on a one-for-one basis.
- F7Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 879 shares on each of November 15, 2015, November 15, 2016, and November 15, 2017.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. Exhibit 24 Power of Attorney