SEC Form 4 · accession 0001018724-15-000109
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian T Olsavsky
Officer — Senior Vice President and CFO
Period of report
Aug 15, 2015
Accepted (ET)
Aug 18, 2015 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Aug 15, 2015 | M | 247 | $0.00 | A | 247 | D | |
| Common Stock, par value $.01 per share | Aug 15, 2015 | M | 722 | $0.00 | A | 969 | D | |
| Common Stock, par value $.01 per share | Aug 15, 2015 | M | 1,129 | $0.00 | A | 2,098 | D | |
| Common Stock, par value $.01 per shareF2 | Aug 17, 2015 | S | 200 | $527.655 | D | 1,898 | D | |
| Common Stock, par value $.01 per shareF3 | Aug 17, 2015 | S | 923 | $528.8779 | D | 975 | D | |
| Common Stock, par value $.01 per shareF4 | Aug 17, 2015 | S | 400 | $530.06 | D | 575 | D | |
| Common Stock, par value $.01 per shareF5 | Aug 17, 2015 | S | 450 | $531.2478 | D | 125 | D | |
| Common Stock, par value $.01 per shareF6 | Aug 17, 2015 | S | 125 | $532.354 | D | 0 | D | |
| Common Stock, par value $.01 per share | holding | — | — | — | 56 | I | Held by the reporting person's Amazon.com 401(k) plan account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF7,F8 | $0.00 | Aug 15, 2015 | M | 247 | D | May 15, 2015 | Feb 15, 2016 | Common Stock, par value $.01 per share | 247 | 492 | D |
| Restricted Stock Unit AwardF7,F9 | $0.00 | Aug 15, 2015 | M | 722 | D | May 15, 2014 | Feb 15, 2016 | Common Stock, par value $.01 per share | 722 | 1,446 | D |
| Restricted Stock Unit AwardF7,F10 | $0.00 | Aug 15, 2015 | M | 1,129 | D | May 15, 2013 | Feb 15, 2017 | Common Stock, par value $.01 per share | 1,129 | 7,115 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F10This award vests at the rate of: 1,151 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,149 shares on February 15, 2014; 971 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 970 shares on February 15, 2015; 1,129 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 1,214 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 1,215 shares on February 15, 2017.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $527.86 and the lowest price at which shares were sold was $527.45.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $529.33 and the lowest price at which shares were sold was $528.45.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $530.28 and the lowest price at which shares were sold was $529.85.
- F5Represents the weighted average sale price. The highest price at which shares were sold was $531.87 and the lowest price at which shares were sold was $530.91.
- F6Represents the weighted average sale price. The highest price at which shares were sold was $532.41 and the lowest price at which shares were sold was $532.34.
- F7Converts into Common Stock on a one-for-one basis.
- F8This award vests at the rate of: 247 shares on each of May 15, 2015 and August 15, 2015; and 246 shares on each of November 15, 2015 and February 15, 2016.
- F9This award vests at the rate of: 957 shares on May 15, 2014; 958 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 722 shares on each of May 15, 2015 and August 15, 2015; and 723 shares on each of November 15, 2015 and February 15, 2016.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.