SEC Form 4 · accession 0001018724-15-000081
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Seely Brown
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 1, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Jun 30, 2015 | M | 1,200 | $0.00 | A | 13,166 | D | |
| Common Stock, par value $.01 per share | Jun 30, 2015 | S | 480 | $434.20 | D | 12,686 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF2,F3 | $0.00 | Jun 30, 2015 | M | 1,200 | D | Jun 30, 2013 | Jun 30, 2015 | Common Stock, par value $.01 per share | 1,200 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Converts into Common Stock on a one-for-one basis.
- F3Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 1,200 shares on each of June 30, 2013, June 30, 2014, and June 30, 2015.