SEC Form 4 · accession 0001018724-15-000027
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diego Piacentini
Officer — Senior Vice President
Period of report
Feb 15, 2015
Accepted (ET)
Feb 18, 2015 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Feb 15, 2015 | M | 2,318 | $0.00 | A | 131,464 | D | |
| Common Stock, par value $.01 per share | Feb 15, 2015 | M | 5,750 | $0.00 | A | 137,214 | D | |
| Common Stock, par value $.01 per shareF2 | Feb 17, 2015 | S | 2,725 | $373.3802 | D | 134,489 | D | |
| Common Stock, par value $.01 per shareF3 | Feb 17, 2015 | S | 4,004 | $374.3326 | D | 130,485 | D | |
| Common Stock, par value $.01 per shareF4 | Feb 17, 2015 | S | 2,621 | $375.1717 | D | 127,864 | D | |
| Common Stock, par value $.01 per shareF5 | Feb 17, 2015 | S | 1,339 | $376.42 | D | 126,525 | D | |
| Common Stock, par value $.01 per shareF6 | Feb 17, 2015 | S | 600 | $377.1805 | D | 125,925 | D | |
| Common Stock, par value $.01 per shareF7 | Feb 17, 2015 | S | 1,467 | $378.7139 | D | 124,458 | D | |
| Common Stock, par value $.01 per shareF8 | Feb 17, 2015 | S | 312 | $379.491 | D | 124,146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF9,F10 | $0.00 | Feb 15, 2015 | M | 2,318 | D | May 15, 2013 | Feb 15, 2018 | Common Stock, par value $.01 per share | 2,318 | 43,856 | D |
| Restricted Stock Unit AwardF9,F11 | $0.00 | Feb 15, 2015 | M | 5,750 | D | May 15, 2014 | Feb 15, 2016 | Common Stock, par value $.01 per share | 5,750 | 23,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F10This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,779 shares on each of May 15, 2013, August 15, 2013, November 15, 2013, and February 15, 2014; 2,319 shares on each of May 15, 2014 and August 15, 2014; 2,318 shares on each of November 15, 2014 and February 15, 2015; 1,267 shares on May 15, 2015; 1,266 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 5,478 shares on May 15, 2016; 5,477 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017; 4,221 shares on each of May 15, 2017 and August 15, 2017; and 4,220 shares on each of November 15, 2017 and February 15, 2018.
- F11This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $373.71 and the lowest price at which shares were sold was $372.77.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $374.75 and the lowest price at which shares were sold was $373.83.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $375.65 and the lowest price at which shares were sold was $374.83.
- F5Represents the weighted average sale price. The highest price at which shares were sold was $376.85 and the lowest price at which shares were sold was $375.88.
- F6Represents the weighted average sale price. The highest price at which shares were sold was $377.61 and the lowest price at which shares were sold was $376.91.
- F7Represents the weighted average sale price. The highest price at which shares were sold was $379.15 and the lowest price at which shares were sold was $378.29.
- F8Represents the weighted average sale price. The highest price at which shares were sold was $379.76 and the lowest price at which shares were sold was $379.30.
- F9Converts into Common Stock on a one-for-one basis.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.