SEC Form 4/A · accession 0001127602-19-010385
ENTERPRISE BANCORP INC /MA/ · EBTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard W Main
Officer — President · Director
Period of report
Feb 19, 2019
Accepted (ET)
Mar 7, 2019 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2019 | G | 2,868 | $0.00 | D | 226,280 | D | |
| Common Stock | Feb 20, 2019 | M | 9,000 | $16.25 | A | 235,280 | D | |
| Common Stock | Feb 20, 2019 | F | 6,097 | $31.10 | D | 229,183 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.25 | Feb 20, 2019 | M | 9,000 | D | Mar 20, 2016 | Mar 19, 2019 | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1Exercise of an option.